James Rodgers
CERTIFIED FINANCIAL PLANNER™ at
B. Riley Wealth Management
Years of Experience
6 years
Member Since
2023
Allow Me to Introduce Myself
Clientele
Services Provided
Financial Planning
Investment Management
Tax Planning
Retirement Planning
Specialties and Expertise
Credentials and Designations
Certified Financial Planner™
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Chartered Life Underwriter®
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Series 7 - General Securities Representative Exam
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Pricing Models
Education
University of Alabama
Juris Doctor
Obtained in 2017
University of Alabama
BA History BS General Business
Obtained in 2013
Previous Work Experience
B. Riley Wealth Management
Financial Planner
2022 - 2023
Equitable Advisors
Financial Advisor
2017 - 2022
Disclosures and Proof of License
Advisor Disclosure
B Riley Wealth financial professionals may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Securities and variable insurance products offered through B. Riley Wealth Management, Inc., member FINRA/SIPC. Fee-based advisory services offered through B. Riley Wealth Advisors, Inc., an SEC-registered investment adviser. Fixed insurance products offered through B. Riley Wealth Insurance. https://brileyfin.com/capabilities/wealth/disclosures
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Investment and Insurance Products are:
- Not Insured by the FDIC or Any Federal Government Agency
- Not a Deposit or Other Obligation of, or Guaranteed by, the Bank of Any Bank Affiliate
- Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested