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Thomas Gutterman | Financial Advisor

Profile img for Thomas Gutterman, financial advisor at Wells Fargo Advisors
New York, NY
Thomas Gutterman
Financial Advisor
Financial Advisor at
Wells Fargo Advisors

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Allow Me to Introduce Myself
Thomas is a Financial Advisor and a certified Fundamental Choice® Portfolio Manager at Wells Fargo Advisors. He works with and covers family offices, individuals, institutions, and foundations. Thomas takes a multifaceted approach to wealth and investment management by recognizing needs outside of traditional asset allocations models. He can provide access to Commercial Banking, Investment Banking, and Private Banking as well as traditional bank products and services to accommodate clients’ needs through Wells Fargo Affiliates. He has worked in Private Wealth Management since 2014. Thomas strives to address the needs of all sophistications on both sides of the balance sheet. He puts his clients first at all times with the intention of adding value and developing trusting and meaningful relationships. As a financial advisor, he is responsible for executing bespoke asset allocation strategies, idea generation, business development, client management, syndicate, trading & execution, and team leadership. Thomas focuses on opportunities to help enhance portfolios with a niche in fixed income strategies. He holds FINRA Series 7 and Series 66 registrations, and is insurance licensed. Previously, Thomas was an Associate in the Private Wealth & Investment Management Division at Stifel Nicolaus. His team joined Stifel from Barclays WIM. During his time at Barclays & Stifel, Thomas focused on creating and maintaining relationships with various endowments, pensions, foundations, fund of funds, and asset managers to fundraise for private equity funds that he and his team represented. Prior to his role at Barclays/Stifel, Thomas was an Analyst at Morgan Stanley where he supported a sales team in portfolio and asset management. He supported clients and his team with research and participated in investment ideas. Thomas earned his BA in Economics from the University of Maryland – College Park. He currently lives in Chelsea in Manhattan. He is an avid basketball player and fan, and is a 2nd Degree Black Belt in Tae Kwon Do. He speaks fluent Hebrew and enjoys traveling the world on his time off.
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Specialties and Expertise

7
Portfolio Construction
Retirement Income
High Net Worth Planning
Tax Minimization Investment Strategies
Business Ownership Strategies
Cash Flow Analysis
Endowments & Charities

Clientele

8
Business Owners
High Net Worth Individuals
Entrepreneurs
Wealthy Families
Startup Employees
New Investors
Surviving Spouses
Real Estate Developers

Education

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University of Maryland - College ParkBachelor of Arts - EconomicsYear Obtained: 2014
Quick Facts About Thomas
Years of Experience:11 yearsMember since:2025Average Account Size:$1,500,000Number of clients:50

Services Provided

How I help my clients

Investment Management

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Investment Planning

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Estate Planning Strategies

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Retirement Planning

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Pricing Models

Fees and Commissions Information

Proof of License

BrokerCheck
SEC Profile
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New York, NY
Thomas Gutterman
Financial Advisor
Financial Advisor at
Wells Fargo Advisors
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Advisor Disclosure
Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Member FINRA/SIPC.
Investment and Insurance Products are:
  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank of Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested
Profile last updated: 06-26-2025