Adfi_logo

Don Brosz | Financial Advisor

Profile img for Don Brosz, financial advisor at WaterStone Investment Counsel, LLC
Cincinnati, OH
Don Brosz
Financial Advisor
Managing Partner at
WaterStone Investment Counsel, LLC

Verified Identity

Important Disclosures

Allow Me to Introduce Myself
I started in the investment business with E.F. Hutton. I was with Paine Webber prior to starting our present firm, WaterStone Investment Counsel, in 1995. We are a fiduciary, registered investment advisory firm. Our clients' assets are held by either Fidelity Investments or Charles Schwab & Co. WaterStone is compensated by a management fee charged as a percent of the assets that we manage for our clients; usually 1%/year or less. We do not do commission business. Unlike some firms that charge a percentage of assets and then put you in mutual funds, which also charges an annual expense ratio, we invest our clients' assets in individual stocks and bonds. There is no double dipping. Why pay the broker and the mutual fund company to manage the same assets? We also do not invest our clients' assets in model portfolios. Every portfolio is individualized to that particular client's needs and risk profile.
More

Specialties and Expertise

4
High Net Worth Planning
Ultra High Net Worth Planning
Portfolio Construction
Retirement Income

Clientele

13
Inheritors
Retirees
Attorneys & Paralegals
Healthcare Workers
Ultra High Net Worth Individuals
Corporate Executives
Partners at Law Firms
Doctors
Surviving Spouses
High Net Worth Individuals
Wealthy Families
Businesswomen
Nurses

Credentials and Designations

1
credentialsImg

Series 65 - Uniform Investment Adviser Law Exam

Education

1
University of Cincinnati[7]BBA Finance. Juris Doctor (JD) from Taft law School.Year Obtained: 1979
Quick Facts About Don
Years of Experience:30 yearsMember since:2023

Services Provided

How I help my clients

Investment Management

service_img
More

Retirement Planning

service_img
More

Estate Planning Strategies

service_img
More

Financial Planning

service_img
More

Pricing Models

AUM

Proof of License

SEC Profile
profile_picture
Cincinnati, OH
Don Brosz
Financial Advisor
Managing Partner at
WaterStone Investment Counsel, LLC
AdvisorFinder Disclosure
AdvisorFinder ("AF") receives cash compensation from financial advisors in exchange for contact inquiries. AF is not an advisory client of any of the advisors it refers you to. AF has a conflict of interest because it has a financial incentive to refer you first to its paying customers (please click here for details). AF search results are conferred based on standardized and automated factors.
Profile last updated: 03-01-2025