Alec Warren Grumet
Investment Adviser Representative at U.S. Bancorp Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alec Warren Grumet is an investment adviser representative with U.S. Bancorp Advisors, LLC in Denver, CO, where they have been registered since 2026. They have worked in the securities industry since 2020 and were previously registered with U.S. Bancorp Investments, Inc. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Colorado.
Registrations & licenses
- Investment adviser:
- Colorado
- Broker:
1 state or territory
Colorado
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity Investment Services LLCAug 2020 – Aug 2025Greenwood Village, CO
- Guild Mortgage Company/AerotekJun 2020 – Aug 2020Denver, CO
- UnemployedOct 2019 – Jun 2020Old Westbury, NY
- Vanguard GroupAug 2018 – Oct 2019Scottsdale, AZ
- University of ArizonaAug 2014 – Aug 2018Tucson, AZ
- Seeing MachinesDec 2017 – Aug 2018Tucson, AZ
- AppleAug 2016 – Jan 2017Tucson, AZ
- U.S. Bancorp Investments, Inc.Aug 2025 – Feb 2026Englewood, CO
- U.S. Bancorp Advisors, LLCFeb 2026 – no end date reportedEnglewood, CO
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About U.S. Bancorp Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management, wealth planning, trusts and estates, banking, personalized financial guidance, and self-directed investing including stocks, bonds, mutual funds, and ETFs through U.S. Bancorp Advisors.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,149
- Offices listed on AdvisorFinder:
- 41
- Main office:
- Saint Paul, MN
- SEC file number:
- 801-70084
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at U.S. Bancorp Advisors, LLC
Showing 12 of 1,149 in the directory
Similar advisors in Denver, CO
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alec Warren Grumet has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched