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Amy Nuttall Zwaan

Investment Adviser Representative at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Clovis, CACRD #4857906Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
8 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Amy Nuttall Zwaan has worked in the securities industry since 2005. They are registered to provide investment advisory services in California, Colorado, Idaho, Nevada, New Jersey, Oregon, Texas, and Wyoming.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
CaliforniaColoradoIdahoNevadaNew JerseyOregonTexasWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/2/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/13/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Alexander Capital Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALEXANDER CAPITAL, L.P.Current
1/24/2025Clovis, CA
ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCurrent
10/25/2024Clovis, CA
LPL FINANCIAL LLC
11/14/20225/29/2024Fresno, CA
WEALTHPLAN PARTNERS
1/7/202012/9/2022Fresno, CA
WEALTHPLAN PARTNERS
9/9/20197/10/2020Fresno, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
11/29/20189/10/2019Fresno, CA
THE WEALTH CONSULTING GROUP
12/2/201612/3/2018Fresno, CA
LPL FINANCIAL LLC
9/14/20103/17/2017Fresno, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/30/20079/14/2010Fresno, CA
UBS FINANCIAL SERVICES INC.
12/3/200412/10/2007Fresno, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Amy Nuttall Zwaan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Amy Nuttall Zwaan - Financial Advisor in Clovis, CA | AdvisorFinder