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Andrew Parisi

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Castle Rock, COCRD #5075171Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
20 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Parisi has worked in the securities industry since 2005. They are registered to provide investment advisory services in 20 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
CaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIdahoMassachusettsNevadaNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaSouth DakotaVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/6/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 1/7/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/28/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH MANAGEMENTCurrent
7/22/2022Castle Rock, CO
B. RILEY WEALTH ADVISORS, INC.Current
6/25/2020Castle Rock, CO
NATIONAL SECURITIES CORPORATION
6/24/20167/22/2022Goshen, NY
INVESTORS CAPITAL CORP.
12/5/20087/12/2016New York, NY
EASTBROOK CAPITAL GROUP LLC
1/1/200612/5/2008New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Parisi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Parisi - Financial Advisor in Castle Rock, CO | AdvisorFinder