AdFi
AV

Antonio Villanueva Rios

Investment Adviser Representative at WHALEN FINANCIAL

Las Vegas, NVCRD #1457522Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Antonio Villanueva Rios has worked in the securities industry since 1997.

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/28/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 12/22/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/16/2013
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/23/2014
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/15/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $2,000,0001.20%
$2,000,001 - $5,000,0001.00%
$5,000,001 - $10,000,0000.50%
$10,000,001 and Up0.35%
Source

Whalen Financial Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WHALEN FINANCIALCurrent
7/9/2024Las Vegas, NV
FIDELITY PERSONAL AND WORKPLACE ADVISORS
6/29/20225/23/2023Las Vegas, NV
LINCOLN FINANCIAL SECURITIES CORPORATION
7/6/20218/16/2021Las Vegas, NV
RBC CAPITAL MARKETS, LLC
5/13/201912/22/2020Beverly Hills, CA
MORGAN STANLEY
10/12/20175/14/2019Sherman Oaks, CA
WELLS FARGO CLEARING SERVICES, LLC
10/29/201310/2/2017Beverly Hills, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WHALEN FINANCIAL

4 other advisors in the directory

View WHALEN FINANCIAL firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Antonio Villanueva Rios has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Antonio Villanueva Rios - Financial Advisor in Las Vegas, NV | AdvisorFinder