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Bonnie Oquinn

Investment Adviser Representative at LEVEL FOUR ADVISORY SERVICES

Raleigh, NCCRD #3199111Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
2 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaNorth Carolina
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/12/2025
Series 65
Uniform Investment Adviser Law Examination
Passed 3/28/2011
Series 7
General Securities Representative Examination
Passed 12/28/2024
SIE
Securities Industry Essentials Examination
Passed 9/1/2016
Series 7
General Securities Representative Examination
Passed 2/22/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/8/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $40,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Level FOUR Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LEVEL FOUR ADVISORY SERVICESCurrent
4/5/2023Raleigh, NC
RED REEF ADVISORS LLC
9/1/20164/24/2023Durham, NC
MORGAN STANLEY
1/9/20149/1/2016Chapel Hill, NC
AXA ADVISORS, LLC
3/30/20117/11/2013Research Triangle Park, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bonnie Oquinn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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