AdFi
BE

Brian Edward Frick

Investment Adviser Representative at USA FINANCIAL SECURITIES LLC

Sun City West, AZCRD #5343524Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
12 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ArizonaCaliforniaColoradoFloridaIdahoMinnesotaNebraskaNorth CarolinaOhioOregonTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/1/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 8/16/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/27/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/18/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

USA Financial Securities LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

USA FINANCIAL SECURITIES LLCCurrent
11/16/2017Sun City West, AZ
INVEST FINANCIAL CORPORATION
5/12/200811/21/2017Sun City West, AZ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at USA FINANCIAL SECURITIES LLC

Showing 12 of 143 in the directory

View USA FINANCIAL SECURITIES LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Edward Frick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Edward Frick - Financial Advisor in Sun City West, AZ | AdvisorFinder