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BK

Brian Kevin Clarke

Investment Adviser Representative at OSAIC WEALTH, INC.

Scottsdale, AZCRD #2040538Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
1 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New Jersey
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/25/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 5/4/1990
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 12/13/1999
Series 7
General Securities Representative Examination
Passed 3/17/1990
Series 53
Municipal Securities Principal Examination
Passed 5/26/2016
Series 24
General Securities Principal Examination
Passed 12/26/2009
Series 4
Registered Options Principal Examination
Passed 5/31/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
3/21/2016Scottsdale, AZ
FSC SECURITIES CORPORATION
5/8/20155/26/2015Atlanta, GA
SAGEPOINT FINANCIAL, INC.
5/8/20155/26/2015Scottsdale, AZ
WOODBURY FINANCIAL SERVICES, INC.
5/8/20155/26/2015Oakdale, MN
PRUCO SECURITIES, LLC.
7/23/20133/4/2015Newark, NJ
METLIFE SECURITIES INC.
5/12/200811/28/2012Somerset, NJ
NEW ENGLAND SECURITIES
5/12/200811/28/2012Somerset, NJ
TOWER SQUARE SECURITIES, INC.
5/12/200811/28/2012Somerset, NJ
WALNUT STREET SECURITIES, INC.
5/12/200811/28/2012Somerset, NJ
GRACE FINANCIAL GROUP LLC
4/26/200711/8/2007New York, NY
MIDWOOD SECURITIES, INC.
5/3/199510/5/2005New York, NY
PURCELL GRAHAM INCORPORATED
3/1/19914/24/1995New York, NY
SILBERBERG, ROSENTHAL & CO.
3/20/199012/19/1990

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Kevin Clarke has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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