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Bruce Winston Adams Jr

Investment Adviser Representative at BANKERS LIFE ADVISORY SERVICES, INC.

Concord, NHCRD #5106430Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
4 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Bruce Winston Adams has worked in the securities industry since 2006. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in Maine, New Hampshire, Texas, and Vermont.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 4 states
MaineNew HampshireTexasVermont
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/30/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/12/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $4 million0.30%
$2 million to $4 million0.40%
$1 million to $2 million0.50%
$1 million and below1.25%
Source

Bankers LIFE Advisory Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BANKERS LIFE ADVISORY SERVICES, INC.Current
2/8/2024Concord, NH
PROEQUITIES, INC.
6/10/20105/26/2016Concord, NH
UVEST FINANCIAL SERVICES GROUP, INC.
12/13/20065/28/2010Concord, NH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Bruce Winston Adams Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Bruce Winston Adams Jr - Financial Advisor in Concord, NH | AdvisorFinder