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Colton Ross Clevenger

Investment Adviser Representative at TRANSAMERICA RETIREMENT ADVISORS, LLC

Marshville, NCCRD #7123440Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
52 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 52 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/9/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 9/16/2019
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/5/2019
SIE
Securities Industry Essentials Examination
Passed 8/14/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $2,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Transamerica Retirement Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TRANSAMERICA RETIREMENT ADVISORS, LLCCurrent
11/21/2024Marshville, NC
TRANSAMERICA INVESTORS SECURITIES, LLCCurrent
11/7/2024Marshville, NC
J.P. MORGAN SECURITIES LLC
10/2/202010/31/2024Wesley Chapel, NC
WELLS FARGO CLEARING SERVICES, LLC
10/9/20196/18/2020Charlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Colton Ross Clevenger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Colton Ross Clevenger - Financial Advisor in Marshville, NC | AdvisorFinder