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Donald Edward Simmons

Investment Adviser Representative at SIMMONS CAPITAL GROUP

Halfmoon, NYCRD #1836646Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Donald Edward Simmons has worked in the securities industry since 1991. They are registered to provide investment advisory services in Florida and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaNew York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/1/1988
SIE
Securities Industry Essentials Examination
Passed 11/2/2016
Series 31
Futures Managed Funds Examination
Passed 9/30/2003
Series 7
General Securities Representative Examination
Passed 6/18/1988
Series 24
General Securities Principal Examination
Passed 6/19/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $1,000,0001.65%
$1,000,001 to $3,000,0001.35%
$3,000,001 to $5,000,0001.25%
$5,000,001 to $10,000,0000.95%
$10,000,001 and above
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Simmons Capital Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STEWARD ADVISORS GROUP, LLCCurrent
6/27/2022Halfmoon, NY
SIMMONS CAPITAL GROUPCurrent
4/28/2020Halfmoon, NY
PURSHE KAPLAN STERLING INVESTMENTS
6/1/201611/2/2016Clifton Park, NY
LPL FINANCIAL LLC
6/1/20017/1/2016Halfmoon, NY
LINSCO/PRIVATE LEDGER CORP.
7/13/19955/30/2001Fort Mill, SC
MONY SECURITIES CORP.
11/29/19897/21/1995New York, NY
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
11/29/198910/15/1990New York, NY
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
6/22/198811/16/1989Minneapolis, MN
IDS LIFE INSURANCE COMPANY
6/22/198811/16/1989Minneapolis, MN

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SIMMONS CAPITAL GROUP

6 other advisors in the directory

View SIMMONS CAPITAL GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Donald Edward Simmons has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Donald Edward Simmons - Financial Advisor in Halfmoon, NY | AdvisorFinder