AdFi
EJ

Edward Joseph Barfield

Investment Adviser Representative at KOVACK ADVISORS, INC.

Kirkwood, MOCRD #4257082Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
3 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaIdahoMissouri
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/11/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 9/1/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/13/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/1/2000
Series 24
General Securities Principal Examination
Passed 11/9/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.029
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Kovack Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KOVACK ADVISORS, INC.Current
11/15/2024Kirkwood, MO
GENEOS WEALTH MANAGEMENT, INC.
3/23/202110/21/2024Kirkwood, MO
CETERA ADVISOR NETWORKS LLC
3/22/20213/25/2021Kirkwood, MO
SUMMIT FINANCIAL GROUP INC
10/14/20103/25/2021Kirkwood, MO
SUMMIT FINANCIAL GROUP INC
9/3/20109/7/2010Kirkwood, MO
ONEAMERICA SECURITIES, INC.
11/3/20058/16/2010St Louis, MO
PARK AVENUE SECURITIES LLC
7/20/20016/18/2003Chesterfield, MO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edward Joseph Barfield has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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