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Erick Bynum Ficken

Investment Adviser Representative at KINGSVIEW WEALTH MANAGEMENT, LLC

Myrtle Beach, SCCRD #726684Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
45 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
South Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/3/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 12/18/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 5/12/1998
Series 7
General Securities Representative Examination
Passed 3/21/1981
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/25/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 7/25/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Wealth Management - First $250,0001.50%
Wealth Management - Next $750,0001.00%
Wealth Management - Over $1,000,0000.75%
KIM CORE and Small Account - First $250,0000.25%
KIM CORE and Small Account - Next $750,0000.20%
KIM CORE and Small Account - Over $1,000,0000.15%
KIM Select/Volume Factor/Tactical Core/Ambassador/Blue Chips/ProCap/Sector Alpha/Opportunity Income/Dividend Plus - First $250,0000.60%
KIM Select/Volume Factor/Tactical Core/Ambassador/Blue Chips/ProCap/Sector Alpha/Opportunity Income/Dividend Plus - Next $750,0000.50%
KIM Select/Volume Factor/Tactical Core/Ambassador/Blue Chips/ProCap/Sector Alpha/Opportunity Income/Dividend Plus - Over $1,000,0000.40%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Kingsview Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KINGSVIEW WEALTH MANAGEMENT, LLCCurrent
12/3/2019Myrtle Beach, SC
WELLS FARGO CLEARING SERVICES, LLC
1/1/200812/5/2019Myrtle Beach, SC
A. G. EDWARDS & SONS, INC.
8/24/20041/1/2008Myrtle Beach, SC
LEGG MASON WOOD WALKER INC
5/9/20019/9/2004Myrtle Beach, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

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