AdFi
FB

Fredric Brian Fisher

Investment Adviser Representative at TRINITY CAPITAL MANAGEMENT, LLC

Santa Barbara, CACRD #4190041Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Fredric Brian Fisher has worked in the securities industry since 2002. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/10/2005
Series 66
Uniform Combined State Law Examination
Passed 11/15/1999
Series 7
General Securities Representative Examination
Passed 12/17/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Trinity Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TRINITY CAPITAL MANAGEMENT, LLCCurrent
10/3/2013Santa Barbara, CA
TRINITY FINANCIAL PARTNERS
10/18/20059/23/2013Ontario, CA
MERCER ADVISORS
1/23/20011/20/2004Santa Barbara, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TRINITY CAPITAL MANAGEMENT, LLC

5 other advisors in the directory

View TRINITY CAPITAL MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Fredric Brian Fisher has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Fredric Brian Fisher - Financial Advisor in Santa Barbara, CA | AdvisorFinder