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Glenn Scott Schwalje

Investment Adviser Representative at FINANCIAL SECURITY ADVISORY INC

Darien, ILCRD #2441501Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
3 states
Exams Passed
15

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Glenn Scott Schwalje has worked in the securities industry since 1999. They are registered to provide investment advisory services in Illinois, Indiana, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
IllinoisIndianaVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/26/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 1/25/1994
Series 82
Limited Representative-Private Securities Offerings
Passed 5/1/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 12/29/2011
Series 7
General Securities Representative Examination
Passed 1/12/1994
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/3/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/3/2023
Series 30
NFA Branch Manager Examination
Passed 1/6/2012
Series 53
Municipal Securities Principal Examination
Passed 1/28/2008
Series 27
Financial and Operations Principal Examination
Passed 6/13/1995
Series 4
Registered Options Principal Examination
Passed 11/18/1994
Series 24
General Securities Principal Examination
Passed 10/4/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $249,9991.50%
$250,000 - $999,9991.00%
$1,000,000 - $9,999,9990.75%
$10,000,000 - $20,000,0000.65%
Above $20,000,0000.00%
Source

Financial Security Advisory Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSIP SECURITIES, LLCCurrent
3/13/2026Darien, IL
FINANCIAL SECURITY MANAGEMENT, INCORPORATEDCurrent
1/12/2024Darien, IL
FINANCIAL SECURITY ADVISORY INCCurrent
1/12/2024Darien, IL
MILLIMAN INVESTMENT MANAGEMENT SERVICES LLCCurrent
7/27/2022Darien, IL
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
9/12/20228/25/2023Darien, IL
WORLD EQUITY GROUP, INC.
8/23/20189/20/2021Arlington Heights, IL
MPS-LORIA FINANCIAL PLANNERS,LLC
5/7/201311/17/2016Burr Ridge, IL
STONEWALL ADVISORS, INC.
11/1/200710/6/2011Chicago, IL
IMBB INVESTMENT ADVISORS
6/30/20119/26/2011Indianapolis, IN
MORGAN STANLEY & CO., INCORPORATED
4/2/20077/24/2007Chicago, IL
MORGAN STANLEY
3/2/20074/2/2007Chicago, IL
ADVANCED EQUITIES, INC.
6/22/20054/27/2006Chicago, IL
HOWE BARNES CAPITAL MANAGEMENT, INC.
10/20/20047/20/2005Chicago, IL
FIRST UNION SECURITIES, INC.
7/2/20015/22/2002Chicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Glenn Scott Schwalje has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Glenn Scott Schwalje - Financial Advisor in Darien, IL | AdvisorFinder