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Henry Lee Levy

Investment Adviser Representative at CHICKASAW CAPITAL MANAGEMENT, LLC

Memphis, TNCRD #308262Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
62 yrs
States Registered
3 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaIllinoisTennessee
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/7/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 8/24/1979
Series 7
General Securities Representative Examination
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 6/15/1983
Series 1
Registered Representative Examination
Passed 1/4/1963
Series 4
Registered Options Principal Examination
Passed 10/19/1978
Series 24
General Securities Principal Examination
Passed 5/27/1966

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Chickasaw Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CHICKASAW CAPITAL MANAGEMENT, LLCCurrent
2/8/2005Memphis, TN
CHICKASAW SECURITIES, LLC
6/30/200410/1/2004Memphis, TN
GOLDMAN, SACHS & CO.
1/8/196312/31/2002New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Henry Lee Levy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Henry Lee Levy - Financial Advisor in Memphis, TN | AdvisorFinder