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JB

James B. Costello

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

Parsippany, NJCRD #6030812Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
20 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
ArizonaCaliforniaColoradoConnecticutDelawareFloridaIllinoisMarylandMassachusettsNew JerseyNew MexicoNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandTexasVirginiaWashingtonWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/22/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 9/24/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/10/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/7/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC ADVISORY SERVICES, LLCCurrent
10/15/2024Parsippany, NJ
OSAIC WEALTH, INC.
10/11/202410/11/2024Scottsdale, AZ
AMERICAN PORTFOLIOS ADVISORS, INC
1/28/202110/11/2024Holbrook, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James B. Costello has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James B. Costello - Financial Advisor in Parsippany, NJ | AdvisorFinder