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JB

James Bunyon Glover Jr

Investment Adviser Representative at LEVEL FOUR ADVISORY SERVICES

Raleigh, NCCRD #1628301Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
8 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
FloridaGeorgiaNorth CarolinaPennsylvaniaSouth CarolinaTennesseeTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/21/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 4/8/1987
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/21/1987
Series 24
General Securities Principal Examination
Passed 1/27/1995
Series 27
Financial and Operations Principal Examination
Passed 6/25/1991
Series 4
Registered Options Principal Examination
Passed 6/5/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $40,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Level FOUR Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LEVEL FOUR ADVISORY SERVICESCurrent
11/17/2022Raleigh, NC
MID-ATLANTIC SECURITIES, INC.
12/22/202110/31/2022Raleigh, NC
MAI CORPORATION
3/26/20016/16/2004Raleigh, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Bunyon Glover Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Bunyon Glover Jr - Financial Advisor in Raleigh, NC | AdvisorFinder