AdFi
JC

James Carroll Billingsley

Investment Adviser Representative at PLAN GROUP FINANCIAL, INC.

Oklahoma City, OKCRD #1190831Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
NebraskaOklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/20/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 10/27/1983
SIE
Securities Industry Essentials Examination
Passed 10/4/2016
Series 7
General Securities Representative Examination
Passed 10/15/1983
Series 24
General Securities Principal Examination
Passed 7/7/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

PLAN Group Financial, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INVESTMENT ADVISORS
7/15/2011 – 3/14/2013Oklahoma City, OK
PLAN GROUP FINANCIAL, INC.Current
1/25/2023 – Oklahoma City, OK
PLAN GROUP FINANCIAL, INC.
3/13/2018 – 12/31/2022Oklahoma City, OK
SIGNAL RESEARCH GROUP LLC
10/18/2016 – 2/23/2018Edmond, OK
ONEAMERICA SECURITIES, INC.
2/15/2013 – 10/4/2016Edmond, OK
METLIFE SECURITIES INC.
9/15/2008 – 6/8/2010Oklahoma City, OK
SYNERGY INVESTMENT GROUP, LLC
3/6/2007 – 9/8/2008Oklahoma City, OK
MML INVESTORS SERVICES, INC.
7/18/2005 – 12/31/2006Oklahoma City, OK
PARK AVENUE SECURITIES LLC
1/26/2004 – 6/15/2005Oklahoma City, OK
BANC OF AMERICA INVESTMENT SERVICES, INC.
9/4/2002 – 3/24/2003Oklahoma City, OK
BOSC INC.
6/29/1998 – 8/2/2002Oklahoma City, OK

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View PLAN GROUP FINANCIAL, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Carroll Billingsley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.