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James Douglas Lathrop

Investment Adviser Representative at DEARBORN PARTNERS L.L.C.

Chesterfield, MOCRD #1410050Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
13 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
ArkansasFloridaIllinoisKansasLouisianaMinnesotaMissouriNebraskaNew MexicoNorth DakotaOklahomaSouth DakotaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/20/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 10/23/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/18/1987
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/5/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Dearborn Partners L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DEARBORN PARTNERS L.L.C.Current
3/17/2020Chesterfield, MO
QUASAR DISTRIBUTORS, LLCCurrent
3/1/2019Chesterfield, MO
RUSSELL INVESTMENTS
11/22/200710/3/2018Chesterfield, MO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Douglas Lathrop has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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