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James Francis Leblond

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Saco, MECRD #2951234Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
18 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
ArizonaCaliforniaConnecticutFloridaGeorgiaHawaiiMaineMassachusettsNew HampshireNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/1/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 6/1/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/9/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/21/1997
Series 24
General Securities Principal Examination
Passed 12/7/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHEAST PLANNING ASSOCIATES, INC.Current
6/2/2009Saco, ME
LPL FINANCIAL LLCCurrent
3/3/2006Saco, ME
LPL FINANCIAL LLCCurrent
9/29/2005Westbrook, ME
BANCNORTH INVESTMENT GROUP, INC.
1/1/20059/20/2005St. Cloud, MN
PRIMEVEST FINANCIAL SERVICES, INC.
6/6/20011/1/2005St. Cloud, MN
COMPULIFE INVESTOR SERVICES, INC.
6/4/20016/6/2001St. Cloud, MN
PRUCO SECURITIES CORPORATION
10/23/19971/6/2000Newark, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Francis Leblond has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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