James J Kennedy Jr
Investment Adviser Representative at Mercer Global Advisors Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James J. Kennedy is an investment adviser representative with Mercer Global Advisors Inc. in Halfmoon, NY, where they have been registered since 2025. They have worked in the securities industry since 2017 and have been registered with 5 firms, including Northwestern Mutual Investment Services,llc and PKS Advisory Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Ayco Company LPJul 2016 – Feb 2018Albany, NY
- Wells Fargo Clearing Services LLCJul 2018 – Oct 2020Albany, NY
- UnemployedFeb 2018 – Jul 2018albany, NY
- Greenbusch Financial GroupDec 2020 – Oct 2021Albany, NY
- American Portfolios Financial Services, Inc.Jan 2020 – Oct 2021Albany, NY
- Purshe Kaplan Sterling Investments, IncDec 2021 – Apr 2024Albany, NY
- PKS Advisory ServicesDec 2021 – Apr 2024Albany, NY
- Goldman SachsJul 2016 – Feb 2018Albany, NY
- MHOC, LLCMay 2024 – Nov 2024Albany, NY
- James' Lawn ServiceJun 2015 – no end date reportedHalfmoon, NY
- Northwestern Mutual Investment Services LLCJul 2024 – Nov 2024Albany, NY
- Mercer Global Advisors Inc.Feb 2025 – no end date reportedHalfmoon, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Mercer Global Advisors Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Wealth Path - First $1,000,0001.30%
- Wealth Path - Next $1,000,0001.00%
- Custom Wealth / Ascend Group - First $1,000,0001.10%
- Custom Wealth / Ascend Group - Next $1,000,0001.00%
+4 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 740
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Denver, CO
- SEC file number:
- 801-69271
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 17, 2026
View full firm profileOther advisors at Mercer Global Advisors Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James J Kennedy Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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