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James Moyer Fernberger

Investment Adviser Representative at WILLIAM BLAIR & COMPANY L.L.C.

Ambler, PACRD #866552Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
37 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 37 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaKentuckyMarylandMassachusettsMichiganMissouriMontanaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasUtahVermontVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/10/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 8/7/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/19/1979

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

William Blair & Company L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WILLIAM BLAIRCurrent
5/2/2024Ambler, PA
WILLIAM BLAIR & COMPANY L.L.C.Current
5/2/2024Conshohocken, PA
RAYMOND JAMES & ASSOCIATES, INC.
2/19/20165/10/2024Jenkintown, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/8/20062/26/2016Jenkintown, PA
ADVEST, INC.
2/17/20063/8/2006Jenkintown, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Moyer Fernberger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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