AdFi
JH

Jason Henry Vieira

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Charlotte, NCCRD #5062229Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
13 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
FloridaGeorgiaKentuckyMarylandMichiganNevadaNorth CarolinaSouth CarolinaTennesseeTexasWashingtonWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/28/2018
Series 65
Uniform Investment Adviser Law Examination
Passed 3/26/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 1/28/2006
SIE
Securities Industry Essentials Examination
Passed 5/8/2018
Series 7
General Securities Representative Examination
Passed 1/13/2006
Series 4
Registered Options Principal Examination
Passed 2/13/2007
Series 24
General Securities Principal Examination
Passed 7/12/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
5/24/2023Charlotte, NC
FIRST CITIZENS INVESTOR SERVICES, INC.Current
11/4/2020Charlotte, NC
LPL FINANCIAL LLC
5/28/20208/5/2020Fort Mill, SC
WOODBURY FINANCIAL SERVICES, INC.
3/1/20194/13/2020Charlotte, NC
QUESTAR ASSET MANAGEMENT, INC.
11/28/20183/1/2019Charlotte, NC
WELLS FARGO ADVISORS, LLC
3/28/20132/4/2016Charlotte, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jason Henry Vieira has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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