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Jeffery Harold Hattaway

Investment Adviser Representative at AEGIS CAPITAL CORP.

Griffin, GACRD #6046067Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
4 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jeffery Harold Hattaway has worked in the securities industry since 2012. They are registered to provide investment advisory services in Florida, Georgia, Minnesota, and Ohio.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
FloridaGeorgiaMinnesotaOhio
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/1/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/17/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
5/11/2023Griffin, GA
AEGIS CAPITAL CORP.Current
3/23/2023Griffin, GA
AMERIPRISE FINANCIAL SERVICES, LLC
10/22/20183/29/2023Atlanta, GA
EDWARD JONES
6/5/201210/22/2018Monticello, GA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffery Harold Hattaway has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jeffery Harold Hattaway - Financial Advisor in Griffin, GA | AdvisorFinder