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Jeffrey Michael Liguori

Investment Adviser Representative at BRADLEY FOSTER & SARGENT INC

Westerly, RICRD #2664381Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
6 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
CaliforniaConnecticutFloridaMassachusettsNew YorkRhode Island
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/6/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 7/25/1998
Series 55
Limited Representative-Equity Trader Exam
Passed 11/30/1999
Series 7
General Securities Representative Examination
Passed 6/19/1998
Series 24
General Securities Principal Examination
Passed 8/1/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2 million1.00%
Next $3 million0.75%
Remainder0.50%
Source

Bradley Foster & Sargent Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BRADLEY FOSTER & SARGENT INCCurrent
5/23/2025Westerly, RI
NAPATREE CAPITAL LLC
3/15/20187/20/2026Westerly, RI
PEOPLE'S SECURITIES, INC.
1/6/20153/12/2018Wethersfield, CT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffrey Michael Liguori has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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