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Jeffrey Neil Chapman

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Charlotte, NCCRD #3233206Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/10/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 5/24/1999
Series 7
General Securities Representative Examination
Passed 8/25/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/24/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
10/25/2022 – Charlotte, NC
FIRST CITIZENS INVESTOR SERVICES, INC.
10/25/2022 – 10/19/2023Charlotte, NC
RESILIENCE WEALTH ADVISORS
5/10/2021 – 9/9/2022Charlotte, NC
RESOURCES INVESTMENT ADVISORS
1/4/2021 – 5/4/2021Charlotte, NC
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
8/1/2012 – 12/31/2020Greenville, SC
STERLING CAPITAL MANAGEMENT
2/8/2012 – 5/31/2012Charlotte, NC
BB&T ASSET MANAGEMENT, INC.
6/22/2007 – 10/27/2010Charlotte, NC
UVEST FINANCIAL SERVICES GROUP, INC.
6/29/2006 – 5/10/2007Asheboro, NC
BB&T INVESTMENT SERVICES, INC.
4/7/2004 – 6/6/2006Charlotte, NC
PARK AVENUE SECURITIES LLC
4/1/2004 – 4/20/2004Charlotte, NC
C.P. ADVISORY SERVICES
12/31/2000 – 4/1/2004Greensboro, NC

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View FIRST CITIZENS ASSET MANAGEMENT, INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffrey Neil Chapman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jeffrey Neil Chapman - Financial Advisor in Charlotte, NC | AdvisorFinder