AdFi
JH

John Herbert Gakenheimer

Investment Adviser Representative at CONCORDE ASSET MANAGEMENT, LLC

Holland, OHCRD #810171Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
10 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaDelawareIllinoisMichiganNew MexicoOhioOklahomaOregonVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/17/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 4/19/1983
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/19/1975
Series 53
Municipal Securities Principal Examination
Passed 7/20/1999
Series 4
Registered Options Principal Examination
Passed 5/1/1997
Series 24
General Securities Principal Examination
Passed 2/7/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Concorde Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CONCORDE INVESTMENT SERVICES, LLCCurrent
2/29/2024Holland, OH
CONCORDE ASSET MANAGEMENT, LLCCurrent
7/14/2011Holland, OH
EQUITAS AMERICA, LLC
11/10/20097/23/2010Farmington Hills, MI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CONCORDE ASSET MANAGEMENT, LLC

Showing 12 of 78 in the directory

View CONCORDE ASSET MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Herbert Gakenheimer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
John Herbert Gakenheimer - Financial Advisor in Holland, OH | AdvisorFinder