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Joseph David Stafford

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #5292103Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaIndiana
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/4/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 4/3/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/21/2010
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/2/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent
8/10/2025CHARLOTTE, NC
MML INVESTORS SERVICES, LLC
8/25/202112/13/2024Palm Coast, FL
MML INVESTORS SERVICES, LLC
8/16/20101/13/2015INDIANAPOLIS, IN
AMERIPRISE FINANCIAL SERVICES, LLC
5/24/20178/26/2021GREENWOOD, IN
RAYMOND JAMES FINANCIAL SERVICES, INC.
5/1/20155/10/2017INDIANAPOLIS, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
2/4/200812/31/2008INDIANAPOLIS, IN
LPL ENTERPRISE, LLC
12/17/20246/24/2025JACKSONVILLE, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph David Stafford has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph David Stafford - Financial Advisor in CHARLOTTE, NC | AdvisorFinder