AdFi
JE

Joseph Edward Disanza

Investment Adviser Representative at NBC SECURITIES, INC.

Massapequa, NYCRD #1912359Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
15 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph Edward Disanza has worked in the securities industry since 1990. They are registered to provide investment advisory services in 15 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
ArkansasCaliforniaConnecticutFloridaGeorgiaMaineMassachusettsMichiganNew JerseyNew YorkNorth CarolinaPennsylvaniaRhode IslandSouth CarolinaVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/19/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 1/31/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 2/27/1989
Series 7
General Securities Representative Examination
Passed 1/21/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NBC SECURITIES, INC.Current
8/3/2015Massapequa, NY
JHS CAPITAL ADVISORS, LLC
4/8/20107/23/2015Massapequa, NY
GUNNALLEN FINANCIAL, INC
10/22/20093/29/2010Plainview, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NBC SECURITIES, INC.

Showing 12 of 72 in the directory

View NBC SECURITIES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Edward Disanza has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph Edward Disanza - Financial Advisor in Massapequa, NY | AdvisorFinder