AdFi
JH

Joseph Henrico Torrice Jr

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Richmond, VACRD #830422Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
50 yrs
States Registered
19 states
Exams Passed
11

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
CaliforniaColoradoDelawareFloridaMaineMarylandNevadaNew YorkNorth CarolinaNorth DakotaOhioOregonPennsylvaniaSouth CarolinaTennesseeTexasUtahVirginiaWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/15/1990
Series 63
Uniform Securities Agent State Law Examination
Passed 11/11/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 6/7/1984
Series 5
Interest Rate Options Examination
Passed 10/21/1983
PC
AMEX Put and Call Exam
Passed 9/7/1977
Series 7
General Securities Representative Examination
Passed 11/20/1976
Series 53
Municipal Securities Principal Examination
Passed 9/19/1984
Series 4
Registered Options Principal Examination
Passed 6/24/1982
Series 24
General Securities Principal Examination
Passed 5/19/1982
Series 12
NYSE Branch Manager Examination
Passed 8/15/1981

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
1/23/1990Richmond, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
8/23/1989Richmond, VA
PRUDENTIAL-BACHE SECURITIES INC.
8/25/19899/6/1989New York, NY
THOMSON MCKINNON SECURITIES INC.
12/2/19768/25/1989New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Henrico Torrice Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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