AdFi
JF

Joshua Fischel Schwartz

Investment Adviser Representative at RETIREMENT PLAN ADVISORS, LLC

Chicago, ILCRD #1730472Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
13 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joshua Fischel Schwartz has worked in the securities industry since 1987. They are registered to provide investment advisory services in 13 U.S. states.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 13 states
ArkansasConnecticutDistrict of ColumbiaIllinoisIndianaIowaKansasLouisianaMichiganMissouriPennsylvaniaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/5/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/10/1987
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/8/1987
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 12/16/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Retirement PLAN Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RETIREMENT PLAN ADVISORS, LLCCurrent
12/17/2002Chicago, IL
RETIREMENT PLAN ADVISORS SERVICES, LLCCurrent
8/17/2001Chicago, IL
CAMBRIDGE INVESTMENT RESEARCH, INC.Current
3/2/2000Chicago, IL
CAMBRIDGE INVESTMENT RESERARCH, INC.
3/27/200012/31/2002Chicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RETIREMENT PLAN ADVISORS, LLC

Showing 12 of 47 in the directory

View RETIREMENT PLAN ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joshua Fischel Schwartz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joshua Fischel Schwartz - Financial Advisor in Chicago, IL | AdvisorFinder