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Julie Ann Flores

Investment Adviser Representative at MISSIONSQUARE WEALTH MANAGEMENT

Albuquerque, NMCRD #5724348Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
5 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Julie Ann Flores has worked in the securities industry since 2013. They are registered to provide investment advisory services in Arkansas, Colorado, Louisiana, New Mexico, and Oklahoma.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
ArkansasColoradoLouisianaNew MexicoOklahoma
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/12/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 7/1/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/4/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Missionsquare Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MISSIONSQUARE WEALTH MANAGEMENTCurrent
3/25/2024Albuquerque, NM
MISSIONSQUARE RETIREMENTCurrent
3/25/2024Albuquerque, NM
PFG ADVISORS
3/9/20233/11/2024Albuquerque, NM
ADVICE AND PLANNING SERVICES
6/19/20183/9/2022Albuquerque, NM
BOK FINANCIAL ADVISORS
5/3/20175/21/2018Albuquerque, NM
THORNBURG INVESTMENT MANAGEMENT INC
6/7/20167/5/2016Santa Fe, NM
WELLS FARGO ADVISORS, LLC
2/15/20163/15/2016Albuquerque, NM

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Julie Ann Flores has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Julie Ann Flores - Financial Advisor in Albuquerque, NM | AdvisorFinder