AdFi
KJ

Kathy Joy Gordon

Investment Adviser Representative at VANDERBILT ADVISORY SERVICES

Snow Hill, MDCRD #1266881Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Maryland
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/25/1999
Series 65
Uniform Investment Adviser Law Examination
Passed 1/11/1991
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/21/1987
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 51
Municipal Fund Securities Principal Examination
Passed 1/2/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $100,0002.50%
$100,001 - $250,0002.25%
$250,001 - $500,0002.00%
$500,001 - $1,000,0001.75%
$1,000,001 - $2,000,0001.50%
$2,000,001 - $5,000,0001.25%
$5,000,001 - $10,000,0001.00%
$10,000,001 & Up0.75%
Source

Vanderbilt Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VANDERBILT ADVISORY SERVICESCurrent
9/10/2025Snow Hill, MD
J. W. COLE ADVISORS, INC.
6/22/20126/26/2024Snow Hill, MD
CAMBRIDGE LEGACY ADVISORS, INC.
7/21/20115/17/2012Salisbury, MD
GUNNALLEN FINANCIAL, INC
12/12/20085/13/2009Snow Hill, MD
MEDALLION ADVISORY SERVICES, LLC
4/3/199811/14/2008Snow Hill, MD
GUNNALLEN FINANCIAL, INC
10/31/200811/3/2008Snow Hill, MD

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kathy Joy Gordon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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