AdFi
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Kelly Hohertz

Investment Adviser Representative at VIEW CAPITAL RIA, LP

Dallas, TXCRD #5167107Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kelly Hohertz has worked in the securities industry since 2019. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/24/2019
Series 7
General Securities Representative Examination
Passed 5/17/2019
SIE
Securities Industry Essentials Examination
Passed 4/20/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0001.50%
Next $500,0001.38%
Next $4,000,0001.20%
Next $5,000,0001.03%
Over $10,000,0000.90%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

VIEW Capital RIA, LP Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VIEW CAPITAL RIA, LPCurrent
9/28/2020Dallas, TX
CF SECURED, LLC
4/8/20204/8/2020New York, NY
CANTOR FITZGERALD & CO.
5/17/20194/8/2020Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VIEW CAPITAL RIA, LP

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View VIEW CAPITAL RIA, LP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kelly Hohertz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kelly Hohertz - Financial Advisor in Dallas, TX | AdvisorFinder