AdFi
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Kenneth Gordon Duncan

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Raleigh, NCCRD #2100838Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/30/2007
Series 65
Uniform Investment Adviser Law Examination
Passed 3/16/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 11/4/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/11/2007
Series 24
General Securities Principal Examination
Passed 2/11/2008
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 11/30/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
6/8/2026Raleigh, NC
SVB WEALTHCurrent
6/8/2026Raleigh, NC
FIRST CITIZENS INVESTOR SERVICES, INC.Current
9/8/2025Raleigh, NC
PNC CAPITAL ADVISORS LLC
6/2/201612/10/2024Tampa, FL
PNC INVESTMENTS
12/6/20115/16/2016Pittsburgh, PA
USAA FINANCIAL PLANNING SERVICES
5/4/201111/7/2011Addison, TX
1ST GLOBAL ADVISORS INC
4/2/20082/25/2011Dallas, TX
CHARLES SCHWAB & CO., INC.
5/10/200212/19/2003Indianapolis, IN
CHARLES SCHWAB & CO., INC.
4/16/20013/21/2003Raleigh, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Gordon Duncan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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