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Kevin James Broderick

Investment Adviser Representative at MMA ASSET MANAGEMENT LLC

Conshohocken, PACRD #2470823Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
6 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 6 states
CaliforniaFloridaMassachusettsNew JerseyNew YorkPennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/17/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 1/14/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/2/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

MMA Asset Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MMA ASSET MANAGEMENT LLCCurrent
3/28/2024Conshohocken, PA
MMA SECURITIES LLCCurrent
1/2/2024Conshohocken, PA
PURSHE KAPLAN STERLING INVESTMENTS
11/20/20141/27/2020Plymouth Meeting, PA
LPL FINANCIAL LLC
11/30/201011/17/2014Plymouth Meeting, PA
NRP FINANCIAL, INC.
12/19/200611/30/2010Plymouth Meeting, PA
GBS RETIREMENT SERVICES, INC.
7/12/200212/19/2006White Plains, NY
FINANCIAL NETWORK INVESTMENT CORPORATION
7/5/20017/15/2002El Segundo, CA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin James Broderick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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