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Lee Wilson Geiger

Investment Adviser Representative at PENSERRA GLOBAL INVESTORS LLC

Orinda, CACRD #1552293Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
6 states
Exams Passed
13

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lee Wilson Geiger has worked in the securities industry since 1989. They are registered to provide investment advisory services in California, Illinois, Indiana, New Jersey, New York, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
CaliforniaIllinoisIndianaNew JerseyNew YorkWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/16/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 10/28/1986
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 3
National Commodity Futures Examination
Passed 8/4/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 3/22/2005
Series 7
General Securities Representative Examination
Passed 10/18/1986
Series 53
Municipal Securities Principal Examination
Passed 10/12/2020
Series 27
Financial and Operations Principal Examination
Passed 9/4/2020
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/7/1999
Series 24
General Securities Principal Examination
Passed 7/21/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Penserra Global Investors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PENSERRA WEALTH MANAGEMENTCurrent
5/20/2026Orinda, CA
PENSERRA CAPITAL MANAGEMENT LLCCurrent
9/21/2022Orinda, CA
PENSERRA GLOBAL INVESTORS LLCCurrent
9/21/2022Orinda, CA
SCREAMING EAGLE TRADING, INC.
7/22/20081/30/2009Orinda, CA
JMP SECURITIES LLC
4/26/20046/7/2007San Francisco, CA
BANC OF AMERICA SECURITIES LLC
10/1/19976/23/2003New York, NY
MONTGOMERY SECURITIES
2/18/199710/1/1997San Francisco, CA
ROBERTSON, STEPHENS & COMPANY LLC
4/14/19942/19/1997San Francisco, CA
MONTGOMERY SECURITIES
3/8/19913/22/1994San Francisco, CA
CS FIRST BOSTON CORPORATION
10/22/198611/28/1990New York, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PENSERRA GLOBAL INVESTORS LLC

8 other advisors in the directory

View PENSERRA GLOBAL INVESTORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lee Wilson Geiger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lee Wilson Geiger - Financial Advisor in Orinda, CA | AdvisorFinder