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Mark Alan Compton

Investment Adviser Representative at COMPTON WEALTH ADVISORY GROUP, LLC

Virginia Beach, VACRD #4132908Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Alan Compton has worked in the securities industry since 2000. They are registered to provide investment advisory services in Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/17/2000
SIE
Securities Industry Essentials Examination
Passed 3/28/2018
Series 31
Futures Managed Funds Examination
Passed 4/1/2003
Series 7
General Securities Representative Examination
Passed 5/10/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.00%
Next $2,000,0000.90%
Next $3,000,0000.80%
Next $4,000,0000.70%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Compton Wealth Advisory Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

COMPTON WEALTH ADVISORY GROUP, LLCCurrent
4/29/2016Virginia Beach, VA
LPL FINANCIAL LLC
1/2/20095/27/2016Virginia Beach, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/11/20001/6/2009Norfolk, VA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at COMPTON WEALTH ADVISORY GROUP, LLC

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View COMPTON WEALTH ADVISORY GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Alan Compton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mark Alan Compton - Financial Advisor in Virginia Beach, VA | AdvisorFinder