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Matthew Steven Gaer

Investment Adviser Representative at AEGIS CAPITAL CORP.

Boca Raton, FLCRD #2301493Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
24 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Steven Gaer has worked in the securities industry since 2001. They are registered to provide investment advisory services in 24 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 24 states
CaliforniaColoradoFloridaGeorgiaIdahoIllinoisIndianaIowaLouisianaMarylandMassachusettsMichiganMissouriNebraskaNew JerseyNew MexicoNew YorkOregonPennsylvaniaPuerto RicoSouth CarolinaTexasVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/4/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 8/9/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/1/2001
Series 24
General Securities Principal Examination
Passed 6/27/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
11/14/2016Boca Raton, FL
OPPENHEIMER & CO. INC.
2/1/201311/9/2016Fort Lauderdale, FL
AMERIPRISE FINANCIAL SERVICES, INC.
1/24/20112/1/2013Plantation, FL
OPPENHEIMER & CO. INC.
5/8/20061/19/2011Fort Lauderdale, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Steven Gaer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Matthew Steven Gaer - Financial Advisor in Boca Raton, FL | AdvisorFinder