Nicholas Luis Rios
Investment Adviser Representative at IFG Advisory, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicholas Luis Rios is an investment adviser representative in Sunrise, FL, currently registered with IFG Advisory, LLC and LPL Financial LLC. They have worked in the securities industry since 2015. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida and Georgia.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Georgia
- Broker:
2 states and territories
Florida, Georgia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- FINANCIAL STRATEGIES GROUP, Inc.Sep 2013 – no end date reportedSunrise, FL
- LPL Financial, LLCSep 2013 – no end date reportedSunrise, FL
- IFG Advisory, LLC d/b/a Financial Strategies Group, Inc.Nov 2018 – no end date reportedSunrise, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About IFG Advisory, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 – $249,999.992.00%
- $250,000 – $499,999.991.75%
- $500,000 – $749,999.991.65%
- $750,000 – $1,249,999.991.40%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Carolina Planning Consultants offers comprehensive financial planning (including budget analysis, estate planning strategy, charitable planning, education planning, and business succession review), retirement planning (including retirement income projections and distribution planning), investment planning (including asset allocation review, portfolio analysis, and tax loss harvesting), insurance planning (including disability, health, life, and long-term care review), personal services (including values-based financial planning and fee-based asset management), and business services (including employee benefit plan consultation and retirement plan review).
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 108
- Offices listed on AdvisorFinder:
- 33
- Main office:
- Atlanta, GA
- SEC file number:
- 801-80184
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 14, 2026
View full firm profileOther advisors at IFG Advisory, LLC
Showing 12 of 108 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Luis Rios has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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