AdFi
NE

Niles Emerick

Investment Adviser Representative at EMERSON EQUITY LLC

CRD #7869896Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
States Registered
5 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Niles Emerick has worked in the securities industry since 2024. They are registered to provide investment advisory services in Colorado, North Carolina, Oregon, Washington, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
ColoradoNorth CarolinaOregonWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/1/2025
Series 7
General Securities Representative Examination
Passed 10/18/2024
SIE
Securities Industry Essentials Examination
Passed 9/14/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
8/1/2025
EMERSON EQUITY LLCCurrent
10/22/2024

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Niles Emerick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Niles Emerick - Financial Advisor | AdvisorFinder