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Peter Charles Yerger

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Bellefonte, PACRD #5849773Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/12/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 1/25/2011
SIE
Securities Industry Essentials Examination
Passed 11/25/2024
Series 7
General Securities Representative Examination
Passed 10/8/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/18/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHEAST PLANNING ASSOCIATES, INC.Current
7/11/2025Bellefonte, PA
PEGASUS MANAGEMENT SERVICES, L.L.C.
6/14/20219/3/2021King Of Prussia, PA
SOWELL MANAGEMENT
10/8/20206/29/2021King Of Prussia, PA
WEALTHCARE CAPITAL MANAGEMENT LLC
9/12/20182/28/2020West Chester, PA
AXA ADVISORS, LLC
8/31/20179/24/2018Philadelphia, PA
PNC INVESTMENTS
11/22/20168/23/2017Buckingham, PA
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
12/15/201510/27/2016Blue Bell, PA
M HOLDINGS SECURITIES, INC.
6/11/201312/20/2013Berwyn, PA
WOODBURY FINANCIAL SERVICES, INC.
12/3/20125/31/2013Bryn Mawr, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Charles Yerger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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