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Raymond Hao Wong

Investment Adviser Representative at SUMMIT GLOBAL INVESTMENTS, LLC

Norwood, MACRD #2453015Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaMassachusettsNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/21/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 2/10/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/10/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/8/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $500,0002.00%
$500,000 to $999,9991.70%
$1,000,000 and above1.50%
Source

Summit Global Investments, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUMMIT GLOBAL INVESTMENTS, LLCCurrent
7/9/2026Norwood, MA
TRANSAMERICA FINANCIAL ADVISORS, LLC
11/9/20206/18/2026Norwood, MA
ROYAL ALLIANCE ASSOCIATES, INC.
11/7/20059/2/2020Wayland, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raymond Hao Wong has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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