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Roy Russell Jones

Investment Adviser Representative at EVERSPIRE

Midvale, UTCRD #3166097Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
36 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 36 states
AlaskaArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIdahoIllinoisIndianaIowaLouisianaMarylandMichiganMissouriMontanaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/17/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 2/3/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/1/1999
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 10/23/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 – $999,9991.00%
$1,000,000 – $4,999,9990.90%
$5,000,000 – $9,999,9990.70%
$10,000,000 – $24,999,9990.50%
$25,000,000 – $49,999,9990.30%
$50,000,000 – $249,999,9990.20%
$250,000,000 – $999,999,9990.10%
$1,000,000,000 and above0.02%
Source

Everspire Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MHL TAMPCurrent
1/12/2026Midvale, UT
E6 PORTFOLIOSCurrent
10/13/2023Midvale, UT
EVERSPIRECurrent
8/14/2015Midvale, UT
LPL FINANCIAL LLC
10/26/20057/7/2015Sandy, UT
CUNA BROKERAGE SERVICES, INC.
12/3/200410/19/2005Salt Lake City, UT
BANC OF AMERICA INVESTMENT SERVICES, INC.
2/20/20045/5/2004Thousand Oaks, CA
WELLS FARGO INVESTMENTS, LLC
7/18/20023/1/2004Canoga Park, CA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roy Russell Jones has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Roy Russell Jones - Financial Advisor in Midvale, UT | AdvisorFinder