Seth Timothy Raymond
Investment Adviser Representative at Financial Plans & Strategies, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Seth Timothy Raymond is an investment adviser representative with Financial Plans & Strategies, Inc. in Greenwood, IN, where they have been registered since 2026, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Indiana.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Indiana
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Financial Plans & Strategies, Inc.Apr 2026 – no end date reportedGreenwood, IN
- StudentApr 2016 – Dec 2018Indianapolis, IN
- INDY Premier Soccer CLUBDec 2018 – Apr 2025Noblesville, IN
- Upper CrustAug 2023 – May 2025Columbia, MO
- Myers AND StaufferMay 2025 – Aug 2025Indianapolis, IN
- Financial Plans & Strategies, Inc.Jan 2026 – Apr 2026Greenwood, IN
- Butler UniversityAug 2022 – Apr 2026Indianapolis, IN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Financial Plans & Strategies, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Firm account minimum
- $150,000 (waivable)
- Estimated blended rate
- 0.015
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement planning and investment management, including accumulating and growing assets for retirement, selecting qualified retirement accounts, preparing retirement projections, and helping clients maintain their lifestyle and cash flow during retirement. The firm offers dedicated investment advisor representatives and annual investment reviews.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Greenwood, IN
- Founded:
- 1982
- SEC file number:
- 801-107206
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 29, 2026
View full firm profileOther advisors at Financial Plans & Strategies, Inc.
6 other advisors in the directory
Similar advisors in Greenwood, IN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Seth Timothy Raymond has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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