Spencer Colin Bateman
Investment Adviser Representative at ESI FINANCIAL ADVISORS
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $1 to $1,000,000 | 1.00% |
| $1,000,001 to $2,500,000 | 0.75% |
| $2,500,001 to $4,999,999 | 0.60% |
| $5,000,000 to $10,000,000 | 0.50% |
| $10,000,001 or more | 0.35% |
Firm-stated minimum; may be waived at the firm's discretion.
ESI Financial Advisors Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Other advisors at ESI FINANCIAL ADVISORS
Showing 12 of 542 in the directory
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Spencer Colin Bateman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.