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Thomas Mark Douglass

Investment Adviser Representative at DOUGLASS INVESTMENT GROUP

Wichita, KSCRD #3084341Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
KansasTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/23/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/8/1998
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 9/14/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/13/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Douglass Investment Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DOUGLASS INVESTMENT GROUPCurrent
7/1/2024 – Wichita, KS
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
4/25/2017 – 7/3/2024Wichita, KS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
3/6/2015 – 4/25/2017Wichita, KS
WELLS FARGO ADVISORS, LLC
7/1/2003 – 3/6/2015Wichita, KS
PRUDENTIAL SECURITIES INCORPORATED
1/17/2003 – 7/1/2003Wichita, KS
MERRILL LYNCH PIERCE FENNER & SMITH INC.
9/17/1998 – 1/22/2003Wichita, KS

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at DOUGLASS INVESTMENT GROUP

1 other advisor in the directory

Jason Andrew Douglass
Investment Adviser Representative
Dual-registered
View DOUGLASS INVESTMENT GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Mark Douglass has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Mark Douglass - Financial Advisor in Wichita, KS | AdvisorFinder